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Andrew Parker Mangel

Cetera Investment Services LLC

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About Andrew Parker Mangel

Andrew Mangel is a financial advisor with Cetera Investment Services LLC. Andrew holds the Series 6TO and SIE licenses. Andrew has been in the financial services industry since August 2023. Andrew has experience at Cetera Investment Services LLC and Northwestern Mutual Investment Services, LLC.

Firm Information

Andrew Mangel is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Mangel’s Registration & Firm History

CA

11/22/2023 - Present

Cetera Investment Services LLC (SAN DIEGO CA)

CA

08/05/2023 - 11/03/2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SAN DIEGO CA)

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Licenses & Designations

BC

Issued 08/04/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/03/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Parker Mangel.
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