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Andrew Parisi

B. Riley Wealth Advisors, Inc.

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About Andrew Parisi

Andrew Parisi is a financial advisor with over 17 years of experience in the financial services industry. Andrew is currently registered with B. Riley Wealth Advisors, Inc. and is licensed in 21 states. Andrew has a wide range of experience in financial planning, portfolio management, and insurance sales. He has also worked with several investment firms, including National Securities Corporation and Investors Capital Corp. Andrew specializes in serving the needs of individuals, families, and businesses. He is committed to helping clients achieve their financial goals.

Firm Information

Andrew Parisi is currently registered with B. Riley Wealth Advisors, Inc.. B. Riley Wealth Advisors, Inc. is a financial advisory firm with approximately $7.64 billion in regulatory assets under management. The firm offers financial planning, pension consulting, and educational seminars, and it provides portfolio management for individuals, businesses, and other investment advisers. The firm serves a variety of client types, including high-net-worth individuals, corporations, and pension and profit-sharing plans. B. Riley Wealth Advisors, Inc. is headquartered in Memphis, Tennessee.
B. Riley Wealth Advisors, Inc.

40 S. MAIN ST.

MEMPHIS, TN 38103

$7.65B

Assets Under Management

40

Total Clients

338

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Andrew Parisi’s Registration & Firm History

NY

06/23/2021 - Present

B. Riley Wealth Advisors, Inc. (Flushing NY)

NY

06/24/2016 - 07/22/2022

NATIONAL SECURITIES CORPORATION (Goshen NY)

NY

12/05/2008 - 07/12/2016

INVESTORS CAPITAL CORP. (NEW YORK NY)

NY

01/01/2006 - 12/05/2008

EASTBROOK CAPITAL GROUP LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 06/06/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/07/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/28/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Parisi.
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