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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Vaughn is a financial advisor with over 28 years of experience in the financial services industry. Andrew is a registered representative of Commonwealth Financial Network, a Registered Investment Advisor and Broker-Dealer. Andrew is licensed in the state of California. Andrew is committed to providing his clients with personalized financial advice and investment management services. Andrew specializes in financial planning, investment management, retirement planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
03/18/2021 - Present
Commonwealth Financial Network (SAN DIEGO CA)
CA
08/27/2008 - 03/04/2021
INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)
CA
02/05/2003 - 08/10/2006
CITICORP INVESTMENT SERVICES (VISTA CA)
CA
02/25/2002 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
CA
10/11/2001 - 01/23/2002
I.C.R. FINANCIAL CENTER, INC. (SAN DIEGO CA)
SC
05/08/2000 - 10/08/2001
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NE
06/01/1998 - 03/27/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NA
06/01/1993 - 06/01/1998
JACK WHITE & COMPANY, INC.
NJ
03/23/1992 - 01/31/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MD
10/10/1991 - 03/09/1992
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
BOTH
Issued 03/19/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/24/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 08/28/2021
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/12/2011
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/12/2005
Series 24 - General Securities Principal Examination
BC
Issued 07/02/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 05/07/1997
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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