Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew See is a financial professional with over 20 years of experience in the industry. Andrew is currently a Registered Representative with MML Investors Services, LLC. Andrew's experience includes working for a variety of firms, including NFB Investment Services Corp., Taylor Stuart Financial, First Empire Securities, Inc., Salomon Smith Barney Inc., and CitiCorp Securities, Inc. Andrew is also a Registered Principal and has passed a variety of industry exams, including the Series 63, Series 7, Series 24, Series 3, and the SIE. Andrew is located in Springfield, MA and specializes in providing asset allocation programs, financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
03/23/2009 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
NY
04/02/2002 - 08/26/2002
NFB INVESTMENT SERVICES CORP. (MELVILLE NY)
NY
04/27/2000 - 03/07/2001
TAYLOR STUART FINANCIAL (GREAT NECK NY)
NY
02/19/1999 - 04/25/2000
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
NY
12/18/1998 - 12/23/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
05/03/1995 - 12/18/1998
CITICORP SECURITIES, INC. (NEW YORK NY)
BC
Issued 07/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2009
Series 7 - General Securities Representative Examination
BC
Issued 03/07/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/02/1996
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
Not sure Andrew See is the right advisor for you? Invested Better is here to help.
