Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Oscar Crain is a financial advisor at Capital One Securities, Inc. Andrew has over 10 years of experience in the financial industry. Andrew holds the Series 7, Series 63, Series 79, and SIE licenses. Andrew is registered in 11 states including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. Prior to joining Capital One Securities, Inc., Andrew worked at Jefferies LLC and GE Capital Markets, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/02/2018 - Present
Capital ONE Securities, Inc. (New York NY)
NY
03/23/2011 - 03/15/2016
JEFFERIES LLC (NEW YORK NY)
NY
12/02/2008 - 11/10/2009
GE CAPITAL MARKETS, INC. (NEW YORK NY)
BC
Issued 12/04/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/01/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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