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Andrew Norman Pierson

Lazard Freres & Co. LLC

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About Andrew Norman Pierson

Andrew Pierson is a financial professional with extensive experience in the financial services industry. Andrew has held positions at Citadel Securities Institutional LLC, Citadel Securities LLC and RBS Securities Inc. Andrew is currently registered with Lazard Freres & Co. LLC and holds the Series 3, Series 7, Series 63, Series 79, and SIE licenses. Andrew has over 8 years of experience in the financial services industry.

Firm Information

Andrew Pierson is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Pierson’s Registration & Firm History

NY

08/09/2022 - Present

Lazard Freres & Co. LLC (NEW YORK NY)

NY

12/12/2017 - 12/17/2019

CITADEL SECURITIES INSTITUTIONAL LLC (New York NY)

NY

12/12/2017 - 12/17/2019

CITADEL SECURITIES LLC (NEW YORK NY)

CT

08/04/2015 - 12/01/2017

RBS SECURITIES INC. (STAMFORD CT)

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Licenses & Designations

BC

Issued 07/24/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/08/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/2015

Series 3 - National Commodity Futures Examination

BC

Issued 08/04/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Norman Pierson.
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