Unclaimed
Andrew Pierson is a financial professional with extensive experience in the financial services industry. Andrew has held positions at Citadel Securities Institutional LLC, Citadel Securities LLC and RBS Securities Inc. Andrew is currently registered with Lazard Freres & Co. LLC and holds the Series 3, Series 7, Series 63, Series 79, and SIE licenses. Andrew has over 8 years of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/09/2022 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
12/12/2017 - 12/17/2019
CITADEL SECURITIES INSTITUTIONAL LLC (New York NY)
NY
12/12/2017 - 12/17/2019
CITADEL SECURITIES LLC (NEW YORK NY)
CT
08/04/2015 - 12/01/2017
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 07/24/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2015
Series 3 - National Commodity Futures Examination
BC
Issued 08/04/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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