Unclaimed
Andrew Flores is a financial advisor with Cetera Investment Advisers LLC in New York, NY. Andrew has been in the industry since December 7, 2013. Andrew has worked at several firms in the past including Foresters Financial Services, Inc. and First Investors Corporation. Andrew has a Series 63, Series 7TO, SIE and Series 6 license. Andrew is registered to provide investment advisory services in California, Connecticut, Florida, Maryland, New Jersey, New York, North Carolina, Ohio, Pennsylvania, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
04/12/2021 - Present
Cetera Investment Advisers LLC (NEW YORK NY)
NY
02/26/2014 - 06/24/2019
FORESTERS FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
08/14/2012 - 11/01/2012
FIRST INVESTORS CORPORATION (NEW YORK NY)
BC
Issued 04/05/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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