Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Nelson Shick is a financial advisor with over 20 years of experience in the industry. Andrew is currently registered with Tradition Securities And Derivatives LLC, a firm that specializes in providing financial services. Andrew has held previous positions at TFS Derivatives Corporation and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Andrew holds the Series 7 and Series 66 securities licenses, as well as the SIE exam. He is registered with the states of California, Illinois, Minnesota and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/02/2016 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
08/30/2001 - 04/25/2016
TFS DERIVATIVES CORPORATION (NEW YORK NY)
NY
10/12/2000 - 08/10/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/02/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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