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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Buchanan is an investment advisor representative at WCM Investment Management. Andrew has been working in the financial services industry since 2001. Andrew has experience in a number of different roles, including investment advisor representative, registered representative, and portfolio specialist. Andrew is a registered investment advisor representative with several state regulators. Andrew also holds a Series 3, 7, 9, 10, 31, and 66 license and a SIE designation. Prior to joining WCM Investment Management, Andrew worked at Natixis Distribution, L.P., Janus Henderson Distributors, and Morgan Stanley. Andrew has a wide range of experience in the financial services industry and specializes in investment management for businesses, individuals, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Provide model portfolio recommendations to other investment advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
02/15/2024 - Present
WCM Investment Management (LAGUNA BEACH CA)
MA
05/02/2019 - 09/13/2021
NATIXIS DISTRIBUTION, L.P. (BOSTON MA)
CO
06/07/2013 - 05/02/2019
JANUS HENDERSON DISTRIBUTORS (DENVER CO)
DC
06/01/2009 - 01/11/2013
MORGAN STANLEY (WASHINGTON DC)
CT
06/27/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HARTFORD CT)
CT
05/15/2001 - 06/30/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HARTFORD CT)
BOTH
Issued 06/07/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/06/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/06/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2011
Series 3 - National Commodity Futures Examination
BC
Issued 08/24/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 05/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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