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Andrew N Taylor

Mizuho Securities USA LLC

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About Andrew N Taylor

Andrew N. Taylor is a financial professional with over 20 years of experience in the securities industry. Andrew has been registered with Mizuho Securities USA LLC since 4/13/2022. Previously, Andrew was registered with U.S. Bancorp Investments, Inc., RBS Securities Inc., RBS Securities Corporation, and Barclays Capital Inc. Andrew holds Series 7, Series 63, SIE, and Series 79TO licenses. Andrew is currently registered in New York.

Firm Information

Andrew Taylor is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Taylor’s Registration & Firm History

NY

04/13/2022 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

05/28/2014 - 11/03/2020

U.S. BANCORP INVESTMENTS, INC. (NEW YORK NY)

CT

12/12/2008 - 05/08/2014

RBS SECURITIES INC. (STAMFORD CT)

NY

06/28/2006 - 12/12/2008

RBS SECURITIES CORPORATION (NEW YORK NY)

NY

01/24/2002 - 06/30/2006

BARCLAYS CAPITAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/19/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Andrew N Taylor.
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