Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew N Pandolfo is a financial advisor with over 7 years of experience in the industry. Andrew has a Series 7, Series 63 and Series 65 license. He is currently registered with MML Investors Services, LLC in New York and Texas. Previously, Andrew worked with Raymond James & Associates, Inc. in Somers, New York, and Legg Mason Investor Services, LLC in Stamford, Connecticut. Andrew is a member of the Executive Committee of NAMI - NYC and is a Board Director of Asian American Dream. Andrew provides financial planning, asset allocation programs, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
08/02/2024 - Present
MML Investors Services, LLC (NEW YORK NY)
NY
07/01/2020 - 07/24/2024
RAYMOND JAMES & ASSOCIATES, INC. (SOMERS NY)
CT
05/02/2017 - 06/18/2020
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
IA
Issued 07/30/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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