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Andrew Mulholland

Allstate Financial Services, LLC

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About Andrew Mulholland

Andrew Mulholland is a financial professional with over 20 years of experience in the financial services industry. Andrew is currently registered with Allstate Financial Services, LLC. Andrew has held previous positions with Domestic Securities, Inc., ProTrader Securities Corporation, On-Site Trading, Inc., All-Tech Direct, Inc., All-Tech Investment Group, Inc., HMS Securities Inc., and Dean Witter Reynolds Inc.. Andrew has passed the Series 3, 4, 7, 24, 55, 57TO, and 63 exams. Andrew is licensed in New York.

Firm Information

Andrew Mulholland is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Mulholland’s Registration & Firm History

NY

04/21/2006 - Present

Allstate Financial Services, LLC (NEW WINDSOR NY)

NJ

12/18/2003 - 02/17/2004

DOMESTIC SECURITIES, INC. (MONTVALE NJ)

TX

06/15/2001 - 01/15/2002

PROTRADER SECURITIES CORPORATION (AUSTIN TX)

NY

05/03/2001 - 05/24/2001

ON-SITE TRADING, INC. (GREAT NECK NY)

NJ

07/10/2000 - 04/09/2001

ALL-TECH DIRECT, INC. (MONTVALE NJ)

NJ

01/12/1998 - 02/11/1999

ALL-TECH INVESTMENT GROUP, INC. (MONTVALE NJ)

NJ

10/03/1996 - 04/17/1997

ALL-TECH INVESTMENT GROUP, INC. (MONTVALE NJ)

NJ

07/05/1996 - 09/27/1996

HMS SECURITIES INC. (MONTVALE NJ)

NJ

11/13/1995 - 06/24/1996

ALL-TECH INVESTMENT GROUP, INC. (MONTVALE NJ)

NY

09/09/1992 - 03/08/1994

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 10/20/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/05/2002

Series 4 - Registered Options Principal Examination

BC

Issued 02/11/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/10/1994

Series 3 - National Commodity Futures Examination

BC

Issued 09/04/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Andrew Mulholland. Review regulatory record here.
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