Unclaimed
Andrew Moss is a financial advisor with over 20 years of experience in the industry. Andrew is currently registered with T3 Trading Group, LLC and previously worked at Morgan Stanley and Citigroup Global Markets Inc.. Andrew holds the Series 7, Series 63, Series 57TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/28/2020 - Present
T3 Trading Group, LLC (NEW YORK NY)
WV
06/01/2009 - 09/23/2020
MORGAN STANLEY (CHARLESTON WV)
WV
09/11/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHARLESTON WV)
IA
Issued 12/15/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2020
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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