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Andrew Moss

T3 Trading Group, LLC

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About Andrew Moss

Andrew Moss is a financial advisor with over 20 years of experience in the industry. Andrew is currently registered with T3 Trading Group, LLC and previously worked at Morgan Stanley and Citigroup Global Markets Inc.. Andrew holds the Series 7, Series 63, Series 57TO, and SIE licenses.

Firm Information

Andrew Moss is currently registered with T3 Trading Group, LLC. T3 Trading Group, LLC is a Limited Liability Company formed in June 2010. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands, and is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Moss’s Registration & Firm History

NY

09/28/2020 - Present

T3 Trading Group, LLC (NEW YORK NY)

WV

06/01/2009 - 09/23/2020

MORGAN STANLEY (CHARLESTON WV)

WV

09/11/2000 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (CHARLESTON WV)

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Licenses & Designations

IA

Issued 12/15/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/06/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/13/2020

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/08/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Moss.
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