Unclaimed
Andrew Montgomery Maxwell is a financial advisor with Northwestern Mutual Investment Services, LLC based in Atlanta, Georgia. Andrew has been in the financial services industry since 2009. Andrew holds FINRA Series 7, 63 and 66 licenses and the SIE exam. Andrew is registered to provide financial advice in Georgia. Prior to joining Northwestern Mutual, Andrew worked at SunTrust Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
GA
05/28/2024 - Present
Northwestern Mutual Investment Services, LLC (Atlanta GA)
GA
11/04/2009 - 07/15/2011
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
BC
Issued 06/04/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/08/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/28/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/10/2024
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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