Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Carolus is a financial advisor based in Chicago, Illinois. Andrew has been in the securities industry since 2001 and has experience with Mesirow Financial, Inc., BMO Capital Markets Corp., Credit Suisse Securities (USA) LLC, UBS Securities LLC, Olde Discount Corporation, and Hibbard Brown & Co., Inc. Andrew holds a Series 7, Series 63, SIE, and Series 79TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
08/09/2010 - Present
Mesirow Financial, Inc. (CHICAGO IL)
IL
01/09/2007 - 04/09/2010
BMO CAPITAL MARKETS CORP. (CHICAGO IL)
IL
09/01/2004 - 11/14/2006
CREDIT SUISSE SECURITIES (USA) LLC (CHICAGO IL)
NY
01/05/2001 - 08/12/2004
UBS SECURITIES LLC (NEW YORK NY)
NA
04/15/1992 - 08/31/1992
OLDE DISCOUNT CORPORATION
NA
08/09/1991 - 08/30/1991
HIBBARD BROWN & CO., INC.
BC
Issued 04/16/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Andrew Carolus is the right advisor for you? Invested Better is here to help.
