Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Saunders is a registered investment advisor with over 30 years of experience in the financial services industry. Andrew is currently registered with Raymond James & Associates, Inc., and previously held positions at Morgan Stanley and Citigroup Global Markets Inc. Andrew holds Series 7, 31, 63, 65, and 72 licenses and is licensed to provide investment advice in 31 states. Andrew is a highly experienced and knowledgeable advisor who specializes in providing financial planning, portfolio management, and retirement planning services to a diverse clientele.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
07/17/2021 - Present
Raymond James & Associates, Inc. (Leawood KS)
MO
06/01/2009 - 07/19/2021
MORGAN STANLEY (KANSAS CITY MO)
MO
03/19/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (KANSAS CITY MO)
NJ
10/03/1988 - 03/23/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
12/20/1988 - 01/14/1989
BEAR, STEARNS & CO. INC.
IA
Issued 04/12/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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