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Andrew Miller

Fidelity Brokerage Services LLC

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About Andrew Miller

Andrew Miller is a financial professional with over seven years of experience in the financial services industry. Andrew is currently registered with Fidelity Brokerage Services LLC. Andrew has previously worked with UBS Financial Services Inc., MML Investors Services, LLC, and Pruco Securities, LLC. Andrew has a strong background in the financial services industry and is committed to providing clients with personalized financial advice and guidance.

Firm Information

Andrew Miller is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Miller’s Registration & Firm History

RI

03/10/2023 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

NC

01/11/2018 - 02/23/2023

UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)

CA

06/29/2016 - 10/20/2017

MML INVESTORS SERVICES, LLC (IRVINE CA)

CA

10/19/2015 - 04/25/2016

PRUCO SECURITIES, LLC. (IRVINE CA)

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Licenses & Designations

IA

Issued 03/28/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/11/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/30/2018

Series 7 - General Securities Representative Examination

BC

Issued 10/19/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Andrew Miller.
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