Unclaimed
Andrew Wynn is a securities professional with over 17 years of experience in the financial services industry. Andrew currently works at Mizuho Securities USA LLC where Andrew is a Registered Representative. Andrew has experience working at firms such as RBS Securities Inc., RBS Securities Corporation, and Barclays Capital Inc. Andrew holds FINRA Series 7, 24, 63, 79TO, and SIE licenses. Andrew is registered to offer securities in 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/27/2015 - Present
Mizuho Securities USA LLC (NEW YORK NY)
CT
12/12/2008 - 04/16/2015
RBS SECURITIES INC. (STAMFORD CT)
NY
05/25/2007 - 12/12/2008
RBS SECURITIES CORPORATION (NEW YORK NY)
NY
05/18/2000 - 05/09/2002
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 12/12/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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