Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Sullivan is a financial advisor registered with Avantax Advisory Services. Andrew has been in the financial services industry since 2013 and holds the Series 63, 65, 7TO, and SIE licenses. Andrew offers investment management services to individuals and businesses. Andrew is also registered as an Investment Advisor Representative in South Carolina and holds other industry registrations in several other states. Andrew can provide a full range of financial services including investment management, financial planning, and life insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
02/12/2021 - Present
Avantax Advisory Services (DALLAS TX)
BC
Issued 07/14/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/12/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/27/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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