Unclaimed
Andrew Shortland is a financial advisor with Cantor Fitzgerald & Co.. Andrew has been in the industry since 1996 and has a strong background in securities trading. Andrew holds a Series 7, 24, 55, 57 and 63 license, and is registered in New York. Andrew has experience working with multiple firms, including Bear, Stearns & Co. Inc., Morgan Stanley & Co., Incorporated, Jefferies LLC, and Trade Informatics LLC. Andrew is committed to providing clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/31/2022 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
10/06/2020 - 07/15/2021
OLIVETREE FINANCIAL, LLC (NEW YORK NY)
NY
03/07/2019 - 11/05/2019
TRADE INFORMATICS LLC (PURCHASE NY)
NY
09/12/2008 - 08/21/2017
JEFFERIES LLC (NEW YORK NY)
NY
11/12/1992 - 08/11/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
04/22/1992 - 07/29/1992
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 05/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 08/21/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/27/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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