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Andrew Michael Schmidt

Northern Lights Distributors, LLC

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About Andrew Michael Schmidt

Andrew Michael Schmidt is a financial advisor with over 20 years of experience in the industry. Andrew holds Series 7, 7TO, 63, 31 and SIE licenses and is registered in Georgia, Nebraska, and Texas. Currently, Andrew is affiliated with Northern Lights Distributors, LLC. Prior to joining Northern Lights Distributors, LLC, Andrew has also worked with Vanguard Marketing Corporation, Invesco Distributors, Inc., ALPS Distributors, Inc., A. G. Edwards & Sons, Inc. and Morgan Stanley DW Inc..

Firm Information

Andrew Schmidt is currently registered with Northern Lights Distributors, LLC. Northern Lights Distributors, LLC is a Limited Liability Company formed in December 2003. The company is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Schmidt’s Registration & Firm History

NE

03/15/2023 - Present

Northern Lights Distributors, LLC (ELKHORN NE)

PA

03/14/2016 - 05/28/2021

VANGUARD MARKETING CORPORATION (MALVERN PA)

IL

09/18/2006 - 02/22/2016

INVESCO DISTRIBUTORS, INC. (WHEATON IL)

IL

11/07/2005 - 09/18/2006

ALPS DISTRIBUTORS, INC. (WHEATON IL)

MO

09/14/2005 - 10/20/2005

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

NY

02/13/2002 - 08/29/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 03/25/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/20/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/09/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/10/2004

Series 31 - Futures Managed Funds Examination

BC

Issued 02/12/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Michael Schmidt.
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