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Andrew Michael Schaad

Transamerica Financial Advisors, Inc.

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About Andrew Michael Schaad

Andrew Michael Schaad is a financial advisor who has been in the industry since August 9, 1998. Andrew is currently registered with Transamerica Financial Advisors, Inc. and has been with the firm since January 2012. Prior to that, Andrew worked at WORLD GROUP SECURITIES, INC., WMA SECURITIES, INC., and DEAN WITTER REYNOLDS INC. Andrew has a wide range of experience and expertise, and is committed to providing clients with personalized financial advice and guidance.

Firm Information

Andrew Schaad is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Andrew Schaad’s Registration & Firm History

IA

12/11/2023 - Present

Transamerica Financial Advisors, Inc. (Cedar Rapids IA)

GA

04/12/2002 - 01/06/2012

WORLD GROUP SECURITIES, INC. (DULUTH GA)

GA

08/23/1999 - 04/12/2002

WMA SECURITIES, INC. (DULUTH GA)

NY

08/10/1998 - 08/28/1999

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 09/05/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/17/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/13/1999

Series 4 - Registered Options Principal Examination

BC

Issued 08/28/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/1998

Series 31 - Futures Managed Funds Examination

BC

Issued 08/07/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Andrew Michael Schaad. Review regulatory record here.
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