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Andrew Michael Rogers

Foreside Fund Services, LLC

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About Andrew Michael Rogers

Andrew Michael Rogers is a registered representative with Foreside Fund Services, LLC. Andrew has been in the financial industry since 2024. Andrew holds Series 7, Series 63 and SIE licenses. Andrew is registered with the following states: Alaska, California, Idaho, Illinois, Montana, Nebraska, North Dakota, Oregon, South Dakota, Washington and Wyoming.

Firm Information

Andrew Rogers is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Rogers’s Registration & Firm History

IL

07/11/2024 - Present

Foreside Fund Services, LLC (Wheaton IL)

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Licenses & Designations

BC

Issued 05/14/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/11/2024

Series 7TO - General Securities Representative Examination

BC

Issued 04/22/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Michael Rogers.
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