Unclaimed
Andrew Rasmussen is a financial professional with Northwestern Mutual Investment Services, LLC. Andrew is a registered representative with 13 years of experience in the financial industry. Andrew earned his Series 6, 7, 63, and 65 licenses and the SIE exam. Andrew holds state securities licenses in 20 states, including Alabama, Arizona, Colorado, District of Columbia, Florida, Georgia, Illinois, Indiana, Kentucky, Maryland, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, and Washington. Andrew is licensed as a Registered Representative with the state of Georgia and as an Investment Advisor Representative with the state of Georgia. In addition to securities, Andrew may also earn commissions for sales of life, health, annuity, and/or disability income insurance products. Andrew has experience working with insurance companies, banking and thrift institutions, and individuals other than high net worth individuals. Andrew has been with Northwestern Mutual Investment Services, LLC since 2014.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
GA
06/13/2014 - Present
Northwestern Mutual Investment Services, LLC (ATHENS GA)
IA
Issued 06/12/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2015
Series 7 - General Securities Representative Examination
BC
Issued 03/25/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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