Unclaimed
Andrew Michael Pelto is a financial professional with CTC, LLC. Andrew has been in the financial services industry since October 10, 2023. Andrew has successfully completed the Securities Industry Essentials Examination (SIE) and Securities Trader Exam (Series 57TO) . Andrew is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
10/11/2023 - Present
CTC, LLC (CHICAGO IL)
BC
Issued 10/11/2023
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2023
Series 57TO - Securities Trader Exam
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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