Unclaimed
Andrew Michael Parker is a registered investment advisor representative with Vanguard Advisers, Inc. He is licensed to provide investment advice in North Carolina, South Carolina and Texas. Andrew Parker has been in the industry since 2016. He holds the Series 63, 66 and 7 securities licenses as well as the SIE exam. Andrew Parker provides financial planning, portfolio management for businesses, and portfolio management for individuals. He is also a registered representative with FINRA and is a member of the North Carolina and South Carolina Securities Divisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
01/03/2020 - Present
Vanguard Advisers, Inc. (Charlotte NC)
BOTH
Issued 12/13/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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