Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Nowka is a financial professional with over 20 years of experience in the industry. Andrew is currently registered with Charles Schwab & Co., Inc. in Lone Tree, CO and is a Series 6, 7, 9, 10, 63, and SIE licensed professional. Andrew has held previous roles with Jackson National Life Distributors LLC, Charles Schwab & Co., Inc. in Englewood, CO, Waddell & Reed, Inc. in Overland Park, KS and Country Capital Management Company in Bloomington, IL. Andrew is a registered representative with the state of Colorado and holds a FINRA Series 6, 7, 9, 10, and 63 license. Andrew's specializations include financial planning, investment management, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CO
05/10/2013 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
02/29/2012 - 04/19/2013
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
CO
05/05/2004 - 11/04/2011
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
KS
06/19/2003 - 11/19/2003
WADDELL & REED, INC. (OVERLAND PARK KS)
IL
01/02/2003 - 06/03/2003
COUNTRY CAPITAL MANAGEMENT COMPANY (BLOOMINGTON IL)
BC
Issued 12/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/22/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2004
Series 7 - General Securities Representative Examination
BC
Issued 12/21/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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