Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Nielsen is a financial advisor with over 15 years of experience in the industry. Andrew holds several licenses and certifications, including Series 7, Series 9, Series 10, and Series 63. Andrew is currently registered with Raymond James & Associates, Inc., and has previously worked with WELLS FARGO CLEARING SERVICES, LLC and E*TRADE SECURITIES LLC. Andrew is dedicated to providing personalized financial advice and services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/23/2022 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
UT
05/02/2011 - 08/18/2022
WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)
UT
02/13/2007 - 04/19/2011
E*TRADE SECURITIES LLC (SANDY UT)
BC
Issued 03/08/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/22/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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