Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Nepomuceno is a financial advisor with State Street Global Advisors Funds Distributors, LLC. Andrew has been in the financial services industry since 2010. Andrew has experience with American Century Investment Services Inc., Transamerica Capital, Inc., Pioneer Funds Distributor, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Eaton Vance Distributors, Inc. Andrew holds the Series 7 and Series 66 licenses. Andrew is registered to sell securities in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
04/08/2024 - Present
State Street Global Advisors Funds Distributors, LLC (Atlanta GA)
MO
09/15/2017 - 03/19/2024
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
CO
10/27/2015 - 09/07/2017
TRANSAMERICA CAPITAL, INC. (DENVER CO)
MA
10/20/2011 - 10/09/2015
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
MA
06/02/2010 - 08/22/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
11/26/2009 - 05/21/2010
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
BOTH
Issued 06/25/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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