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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Mallardi is a financial advisor who has been registered with the Securities and Exchange Commission (SEC) since 2005. Andrew is currently registered with Fisher Investments and is licensed in New Jersey and Texas. Andrew has previously worked at several other firms, including TD Ameritrade, Oppenheimer & Co. Inc., Spencer Trask Ventures, Inc. and Neuberger Berman, LLC. Andrew is a Series 66, Series 24, Series 7 and SIE licensed advisor. Andrew's areas of specialization include portfolio management for individuals, businesses, investment companies and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Portfolio assessment
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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TX
09/05/2023 - Present
Fisher Investments (PLANO TX)
NJ
02/19/2009 - 05/08/2019
TD AMERITRADE, INC. (SHORT HILLS NJ)
NY
05/08/2008 - 02/17/2009
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
09/18/2007 - 04/15/2008
SPENCER TRASK VENTURES, INC. (NEW YORK NY)
NY
08/01/2005 - 07/10/2007
NEUBERGER BERMAN, LLC (NEW YORK NY)
CA
03/30/2005 - 07/08/2005
BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)
BOTH
Issued 06/08/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/21/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2005
Series 7 - General Securities Representative Examination
Active
Inactive
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