Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Michael Larocca is a financial advisor with over 9 years of experience in the industry. Andrew is registered with LPL Financial LLC and holds Series 3, 7, 63, and 66 licenses. He previously worked for Rafferty Capital Markets, LLC. Andrew offers financial planning, portfolio management, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
10/29/2021 - Present
LPL Financial LLC (BROOKLYN NY)
NY
05/15/2014 - 07/26/2019
RAFFERTY CAPITAL MARKETS, LLC (NEW YORK NY)
NJ
01/29/2014 - 06/04/2014
LPL FINANCIAL LLC (PARAMUS NJ)
BOTH
Issued 10/29/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/18/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2017
Series 3 - National Commodity Futures Examination
BC
Issued 01/29/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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