Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Lapone is a financial advisor with R. Seelaus & Co., LLC. Andrew has been working in the financial services industry since 2011. Andrew holds the Series 7, Series 63, SIE, and Series 52TO licenses. Andrew's previous employers include MiddleGate Securities Inc., Jefferies LLC, and Garden State Securities, Inc. Andrew is registered with the states of Connecticut, Florida, Illinois, Massachusetts, New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
06/27/2022 - Present
R. Seelaus & CO., LLC (Chatham NJ)
NY
03/01/2021 - 06/27/2022
MIDDLEGATE SECURITIES INC. (NEW YORK NY)
NY
09/16/2011 - 02/11/2021
JEFFERIES LLC (NEW YORK NY)
NJ
03/12/2009 - 04/21/2009
GARDEN STATE SECURITIES, INC. (HACKENSACK NJ)
BC
Issued 10/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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