Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Kastenholz is a financial advisor with over 19 years of experience in the financial industry. Andrew is currently registered with LPL Financial LLC and has held previous positions with BMO Harris Financial Advisors, Inc., Wells Fargo Funds Distributor, LLC, Strong Investments, Inc., Strong Funds Distributors, Inc., American Express Financial Advisors Inc., IDS Life Insurance Company, Pruco Securities Corporation, and The Prudential Insurance Company of America. Andrew holds a variety of licenses and certifications, including Series 4, 7, 24, 52, 53, and 63, as well as the SIE and Series 66 exams. Andrew is registered to provide advisory services in 53 states and is a Registered Investment Advisor in South Carolina and Wisconsin. Andrew's expertise includes financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars. Andrew is committed to providing his clients with the highest level of service and expertise to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
12/05/2022 - Present
LPL Financial LLC (MENOMONEE FALLS WI)
WI
06/04/2015 - 06/03/2021
BMO HARRIS FINANCIAL ADVISORS, INC. (MILWAUKEE WI)
WI
08/08/2013 - 05/27/2015
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
WI
09/08/2000 - 04/25/2005
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
WI
02/26/1996 - 12/31/1998
STRONG FUNDS DISTRIBUTORS, INC. (MENOMONEE FALLS WI)
MN
03/27/1995 - 07/18/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/27/1995 - 07/18/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
09/23/1991 - 12/09/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
09/23/1991 - 12/09/1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 12/02/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/22/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2022
Series 4 - Registered Options Principal Examination
BC
Issued 10/16/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/28/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2018
Series 52 - Municipal Securities Representative Examination
BC
Issued 08/06/2013
Series 7 - General Securities Representative Examination
BC
Issued 09/19/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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