Unclaimed
Andrew Michael Greenfield is a financial advisor in Annapolis, MD and is associated with Northwestern Mutual Investment Services, LLC. Andrew has been in the financial industry since 2011 and is licensed to provide investment advice in 15 states. Andrew is a licensed Securities Industry Essentials (SIE) representative as well as a Series 6, Series 7 and Series 63 licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MD
08/08/2011 - Present
Northwestern Mutual Investment Services, LLC (ANNAPOLIS MD)
IA
Issued 05/17/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2017
Series 7 - General Securities Representative Examination
BC
Issued 08/05/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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