Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Gergel is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc., located in Smithtown, New York. Andrew has been in the financial services industry since January 14, 1977. Andrew has a wide range of experience, having previously worked with Moseley, Hallgarten, Estabrook & Weeden, Inc. and Drysdale Securities Corporation. Andrew Gergel has a Series 63 license, as well as several other industry licenses, including Series 4, 5, 7, 8, 9, and 10. Andrew Gergel is registered with the following state regulators: Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Louisiana, Maryland, Massachusetts, Michigan, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, Puerto Rico, Rhode Island, Tennessee, Texas, Vermont, Virginia, and Washington. Andrew Gergel has specializations in providing financial services to corporations or other businesses, high-net-worth individuals, individuals other than high-net-worth, charitable organizations, insurance companies, pension and profit-sharing plans, banking or thrift institutions, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/06/1996 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SMITHTOWN NY)
NA
02/23/1979 - 05/30/1979
MOSELEY, HALLGARTEN, ESTABROOK & WEEDEN, INC.
NA
03/03/1978 - 02/23/1979
MOSELEY, HALLGARTEN & ESTABROOK INC
NA
01/03/1977 - 06/05/1978
DRYSDALE SECURITIES CORPORATION
BC
Issued 04/11/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/08/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1981
Series 5 - Interest Rate Options Examination
BC
Issued 05/02/1977
PC - AMEX Put and Call Exam
BC
Issued 12/18/1976
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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