Unclaimed
Andrew Michael Franklin is a financial advisor with Fidelity Brokerage Services LLC. Andrew has been in the financial services industry since 2000 and holds a Series 7, 9, 10, 63, and SIE license. He is registered to provide investment advice in all 50 states. Before joining Fidelity Brokerage Services LLC, Andrew worked for the same firm in Smithfield, RI. Andrew's primary focus is on helping clients achieve their financial goals through a variety of investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
01/03/2005 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
RI
07/20/2000 - 09/30/2004
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 08/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/16/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/16/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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