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Andrew Michael Franklin

Fidelity Brokerage Services LLC

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About Andrew Michael Franklin

Andrew Michael Franklin is a financial advisor with Fidelity Brokerage Services LLC. Andrew has been in the financial services industry since 2000 and holds a Series 7, 9, 10, 63, and SIE license. He is registered to provide investment advice in all 50 states. Before joining Fidelity Brokerage Services LLC, Andrew worked for the same firm in Smithfield, RI. Andrew's primary focus is on helping clients achieve their financial goals through a variety of investment strategies.

Firm Information

Andrew Franklin is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Franklin’s Registration & Firm History

KY

01/03/2005 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

RI

07/20/2000 - 09/30/2004

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 08/02/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/16/2007

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/16/2007

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/19/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Andrew Michael Franklin.
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