Unclaimed
Andrew Ferguson is a financial professional with over 9 years of experience in the financial services industry. Andrew is currently registered with Osaic Wealth, Inc. and holds licenses in Tennessee and Texas. Andrew has a strong background in providing financial planning, investment management, and retirement planning services to individuals and families. Andrew has worked with Northwestern Mutual Investment Services, LLC, Securities Service Network, LLC, and Securities America, Inc., in the past. Andrew has earned the Chartered Financial Consultant designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
06/14/2024 - Present
Osaic Wealth, Inc. (JOHNSON CITY TN)
TN
09/18/2020 - 06/14/2024
SECURITIES AMERICA, INC. (JOHNSON CITY TN)
TN
06/01/2020 - 09/18/2020
SECURITIES SERVICE NETWORK, LLC (KNOXVILLE TN)
TN
10/28/2014 - 06/16/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (JOHNSON CITY TN)
IA
Issued 06/11/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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