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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Michael Dude is a licensed investment advisor representative. Andrew Michael Dude is currently registered with Emerson Equity LLC. Prior to this role, Andrew Michael Dude was registered with MICROVENTURE MARKETPLACE INC., EMERSON EQUITY LLC, UBS FINANCIAL SERVICES INC. and MORGAN STANLEY SMITH BARNEY. Andrew Michael Dude has been in the industry since 2011 and has passed the Series 66, Series 24, SIE, and Series 7 exams. Andrew Michael Dude is registered with the FINRA and is approved to provide investment advisory services in 28 states. Andrew Michael Dude specializes in private placements, life insurance, and insurance dedicated funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
01/29/2016 - Present
Emerson Equity LLC (SAN MATEO CA)
CA
07/13/2013 - 02/16/2016
MICROVENTURE MARKETPLACE INC. (SAN FRANCISCO CA)
CA
03/05/2014 - 11/05/2014
EMERSON EQUITY LLC (SAN MATEO CA)
CA
10/28/2011 - 04/10/2012
UBS FINANCIAL SERVICES INC. (SANTA BARBARA CA)
CA
05/07/2010 - 11/10/2011
MORGAN STANLEY SMITH BARNEY (SANTA BARBARA CA)
BOTH
Issued 06/16/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/29/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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