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Andrew Michael Disken

Fidelity Brokerage Services LLC

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About Andrew Michael Disken

Andrew Michael Disken has been in the financial services industry since December 16, 1994. Andrew is currently registered with Fidelity Brokerage Services LLC in Covington, Kentucky. Andrew has previously been registered with National Financial Services LLC and Fidelity Brokerage Services LLC in Covington, Kentucky. Andrew holds the Series 6, 7, 9, 10, 63, and SIE licenses. Andrew is a general securities representative and a general securities supervisor.

Firm Information

Andrew Disken is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Disken’s Registration & Firm History

KY

02/12/2009 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

KY

05/30/2007 - 12/11/2008

NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)

KY

04/25/1994 - 12/06/2006

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

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Licenses & Designations

BC

Issued 03/09/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/19/1998

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/05/1995

Series 7 - General Securities Representative Examination

BC

Issued 04/22/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Andrew Michael Disken.
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