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Andrew Michael Deming

Piper Sandler & Co.

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About Andrew Michael Deming

Andrew Deming is a financial professional with over 19 years of experience in the financial services industry. Andrew has a strong background in securities, having worked for well-known firms such as Oppenheimer & Co. Inc., Piper Jaffray & Co., and now Piper Sandler & Co.. Andrew holds the Series 7, Series 52, Series 63 and SIE licenses and is registered in the state of Minnesota. Andrew is dedicated to providing clients with personalized financial advice and services.

Firm Information

Andrew Deming is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Andrew Deming’s Registration & Firm History

MN

04/15/2022 - Present

Piper Sandler & Co. (MINNEAPOLIS MN)

MN

02/27/2009 - 06/04/2009

OPPENHEIMER & CO. INC. (MINNEAPOLIS MN)

MN

09/26/2003 - 07/16/2008

PIPER JAFFRAY & CO. (MINNEAPOLIS MN)

MN

01/06/2003 - 09/22/2003

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

01/06/2003 - 09/22/2003

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 03/21/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/19/2022

Series 7TO - General Securities Representative Examination

BC

Issued 04/15/2022

Series 52TO - Municipal Securities Representative Examination

BC

Issued 03/05/2022

SIE - Securities Industry Essentials Examination

BC

Issued 01/03/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Andrew Michael Deming.
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