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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Davies is a Registered Representative and Investment Advisor Representative with Morgan Stanley. Andrew has been in the industry since March 13, 2018. Andrew has passed a total of 5 exams: Series 7, Series 3, SIE, Series 24 and Series 4. Andrew is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to provide financial advice and securities trading services in New York. Andrew is also registered to offer advisory services in New York. Andrew's professional experience and qualifications include: * **Registered Options Principal Examination** * **General Securities Principal Examination** * **National Commodity Futures Examination** * **Securities Industry Essentials Examination** * **General Securities Representative Examination**
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
03/13/2018 - Present
Morgan Stanley (PURCHASE NY)
BC
Issued 05/13/2019
Series 4 - Registered Options Principal Examination
BC
Issued 06/06/2018
Series 24 - General Securities Principal Examination
BC
Issued 12/17/2018
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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