Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Michael Ciappa is a financial advisor currently registered with Janney Montgomery Scott LLC in Mount Pleasant, South Carolina. Andrew has been a registered representative since 1988. Andrew has held previous registrations with Truist Investment Services, Inc., BB&T Securities, LLC, Scott & Stringfellow, LLC, Legg Mason Wood Walker, Incorporated, First Union Securities, Inc., First Union Capital Markets Corp., and J.C. Bradford & Co.. Andrew is also an investment advisor representative for Janney Montgomery Scott LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
SC
08/05/2021 - Present
Janney Montgomery Scott LLC (Mt. Pleasant SC)
SC
02/17/2021 - 08/06/2021
TRUIST INVESTMENT SERVICES, INC. (MT. PLEASANT SC)
VA
01/02/2013 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
SC
12/09/2005 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (MT. PLEASANT SC)
MD
07/31/2000 - 01/03/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MO
10/01/1999 - 07/11/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
05/03/1996 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
05/25/1988 - 05/11/1996
J.C. BRADFORD & CO. (NEW YORK NY)
BOTH
Issued 10/22/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/26/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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