Verified
A Veteran in the Financial Industry since 1998, with experience working for Greenwich Prime Trading Group a prominent Buy-Side Hedge Fund Trading Desk on Wall Street. This offered Andrew the opportunity to learn how to trade in many different markets, securities, and utilize sophisticated investment strategies. Andrew had the honor to work for and learn how to invest in the markets from some of the most well-known Hedge Fund managers known today. In 2008, he left Greenwich Prime Trading Group to become a Partner and Head Trader at Brill Securities, a broker-dealer in New York City. He built a wealth management business and clientele at Brill Securities and was able to enhance their trading business with new trading technologies and investment products. In 2013, he left Brill Securities to work for Oppenheimer & Co. Inc. as a Wealth Manager where he continued to grow and focus on his wealth management business for many years. Andrew Founded Alpha Strategic Advisors guided by the premise of focusing on his clients' needs and goal by using sophisticated investment strategies and adapting to the current market environment. He utilizes portfolio enhancement tools for his ultra-high net worth clients and complex derivative strategies to enhance his clients’ portfolios. Andrew proactively monitors the markets and is fully versed in a wide range of investment products including, but not limited to, equities, taxable and tax-free bonds, structured products, alternative investments, options/derivatives, Opportunity Zone Prep structures and REITS. He aligns each clients' unique goals, values, and needs with holistic planning and custom investment strategies. Andrew uses an in-depth discovery process that leads to a true understanding of each client’s specific situation, time horizon, and risk tolerance, focusing on growth and preserving the assets of high-net-worth clients (individuals, families, corporate executives, and businesses). He leverages the resources and his partners to help clients pursue goals and address complex financial issues. Andrew has his Series 7, 57TO, 63 and 65, 79TO, 99TO, and SIE registrations with his partnership firm Aegis Capital.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CT
01/01/2012 - Present
Alpha Strategic Advisors (Greenwich CT)
CT
05/23/2019 - 04/18/2022
LPL FINANCIAL LLC (STAMFORD CT)
CT
05/03/2013 - 05/31/2019
OPPENHEIMER & CO. INC. (STAMFORD CT)
NY
01/26/2004 - 05/03/2013
BRILL SECURITIES, INC. (NEW YORK NY)
NJ
04/30/2003 - 12/03/2003
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C. (FLORHAM PARK NJ)
NY
04/22/2002 - 09/09/2002
MOMENTUM SECURITIES, L.L.C. (NEW YORK NY)
NY
06/01/2001 - 03/13/2002
EMBARCADERO SECURITIES, LLC (NEW YORK NY)
NY
07/08/1999 - 06/19/2001
ABN AMRO SECURITIES LLC (NEW YORK NY)
IA
Issued 06/24/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/25/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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