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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Baugh is an active investment advisor representative with Legacy Capital Group California, Inc. based in Los Gatos, California. Andrew has been in the industry since December 1997. Andrew has been associated with Legacy Capital Group California, Inc. since May 2024. Prior to that, Andrew was affiliated with NFP Advisor Services, LLC from October 1998 to January 2015. Andrew's specialties include Retirement Planning, College Savings, Estate Planning, and Investment Management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Referral fees
1
2
IN
05/30/2024 - Present
Legacy Capital Group California, Inc. (Fishers IN)
CA
10/20/1998 - 01/02/2015
NFP ADVISOR SERVICES, LLC (LOS GATOS CA)
MA
06/07/1995 - 04/19/1996
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
06/07/1995 - 04/19/1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 12/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1998
Series 7 - General Securities Representative Examination
BC
Issued 06/06/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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