Unclaimed
Andrew Baker is an active investment advisor representative in Delaware and Texas. Andrew has been in the industry since December 2011. Currently, Andrew is registered with Cetera Investment Advisers LLC. Andrew has also held previous registrations with Securian Financial Services, Inc. and Diamond State Financial Group. Andrew has a strong track record of success in the financial services industry and is committed to providing his clients with personalized financial advice and guidance. Andrew holds the Series 66, Series 7 and SIE licenses. Andrew also holds the Certified Financial Planner and Chartered Financial Consultant designations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
DE
08/10/2023 - Present
Cetera Investment Advisers LLC (NEWARK DE)
DE
12/02/2011 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (NEWARK DE)
BOTH
Issued 1/26/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/1/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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