Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Merrill Ma is a financial professional registered with Piper Sandler & Co. Andrew has been in the industry since December 18, 2022. Andrew holds Series 50, Series 52TO, Series 63, and SIE licenses. Andrew has an active registration with the state of Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
12/19/2022 - Present
Piper Sandler & Co. (DENVER CO)
BC
Issued 08/23/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/18/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/2023
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 12/19/2022
Series 52TO - Municipal Securities Representative Examination
BC
Issued 07/29/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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