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Andrew Mendoza

SG Americas Securities, LLC

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About Andrew Mendoza

Andrew Mendoza is a financial professional currently registered with SG Americas Securities, LLC. Andrew has been in the industry since August 4, 2024. Andrew has successfully passed the Series 63, Series 79TO and SIE exams and is currently registered in 52 states.

Firm Information

Andrew Mendoza is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Mendoza’s Registration & Firm History

NY

08/05/2024 - Present

SG Americas Securities, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/08/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/05/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/06/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Mendoza.
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