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Andrew Mead Shainberg

Global Atlantic Distributors, LLC

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About Andrew Mead Shainberg

Andrew Mead Shainberg is a financial professional with over 17 years of experience in the industry. Andrew is currently registered with Global Atlantic Distributors, LLC, which is a brokerage firm with an active scope in the BrokerCheck system. Previously, Andrew was registered with Park Avenue Securities LLC and Guardian Investor Services LLC. Andrew has held a variety of roles in the financial services industry, including positions at Park Avenue Securities LLC and Pruco Securities, LLC. Andrew holds a number of industry licenses and certifications, including the Series 7, 24, 26, 39, 42, 6TO, 72, 22TO, 52TO, 62, 82TO, 99TO, and SIE. Andrew is committed to providing his clients with personalized financial advice and guidance.

Firm Information

Andrew Shainberg is currently registered with Global Atlantic Distributors, LLC. Global Atlantic Distributors, LLC is a Limited Liability Company formed in December 2005. The firm is registered to do business in all 50 states, the District of Columbia, and Puerto Rico. Global Atlantic Distributors, LLC has one approved SEC registration and 52 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

104

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Shainberg’s Registration & Firm History

NY

07/11/2018 - Present

Global Atlantic Distributors, LLC (New York NY)

NY

01/28/2014 - 06/21/2018

PARK AVENUE SECURITIES LLC (NEW YORK NY)

NY

03/25/2011 - 01/14/2014

PARK AVENUE SECURITIES LLC (NEW YORK NY)

PA

03/25/2011 - 10/17/2013

GUARDIAN INVESTOR SERVICES LLC (BETHLEHEM PA)

NJ

10/27/2005 - 02/11/2011

PRUCO SECURITIES, LLC. (NEWARK NJ)

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Licenses & Designations

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 01/02/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 39 - Direct Participation Programs Principal Examination

BC

Issued 01/31/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 42 - Registered Options Representative Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/26/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Mead Shainberg.
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