Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Mcnaughton Butt is a financial advisor in BOULDER, CO with over 20 years of experience in the industry. Andrew is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in CO and TX. Prior to working at Merrill Lynch, Andrew was employed at Kemper Distributors, INC. in CHICAGO, IL. Andrew has passed the Series 31, Series 6, Series 7, Series 63, Series 65, and Series 66 exams. Andrew specializes in providing portfolio management services for businesses, individuals, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
02/16/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOULDER CO)
IL
01/02/2000 - 11/24/2000
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
BOTH
Issued 03/15/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/01/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 11/02/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/23/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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