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Andrew Mcfarlin Cook

Hightower Securities, LLC

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About Andrew Mcfarlin Cook

Andrew Mcfarlin Cook has over 17 years of experience in the financial services industry. Andrew currently is registered with Hightower Securities, LLC and is located in Chicago, Illinois. Andrew has held previous positions with firms such as Hartford Funds Distributors, LLC, Allianz Global Investors Distributors LLC, ALPS Distributors, Inc. and Charles Schwab & Co., Inc. Andrew holds FINRA Series 7 and SIE licenses as well as the Series 63 license.

Firm Information

Andrew Cook is currently registered with Hightower Securities, LLC. Hightower Securities, LLC is a Limited Liability Company formed on June 28, 2001. It is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. It has been approved by the SEC. Hightower Securities, LLC has disclosed 5 regulatory events and 1 arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

62

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Cook’s Registration & Firm History

IL

11/16/2022 - Present

Hightower Securities, LLC (CHICAGO IL)

PA

12/18/2017 - 11/08/2022

HARTFORD FUNDS DISTRIBUTORS, LLC (WAYNE PA)

NY

08/27/2012 - 12/19/2017

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)

NY

03/31/2009 - 09/07/2012

ALPS DISTRIBUTORS, INC. (RYE BROOK NY)

MA

12/15/2004 - 03/05/2009

CHARLES SCHWAB & CO., INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 04/06/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Mcfarlin Cook.
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